ABSTRACT. The planning
processes developed for the International Space Station (ISS)
must recognize the fact that the ISS is an on-orbit facility which
will operate continuously over its ten to fifteen year lifetime.
In effect, the ISS is one "mission" with an extremely
long duration. To date, much emphasis has been placed on subdividing
the ISS mission into sequential time periods called "increments"
in an attempt to apply the planning concepts used for discrete
short duration missions to the ISS planning problem. An alternative
approach, called "Continuous Operations Planning",
has been developed which may provide a more robust and cost-effective
method for planning in the continuous operations environment of
the ISS. It separates ISS planning into two basic planning functions:
1) long-range planning for a fixed length planning horizon, which
continually moves forward as ISS operations progress and emphasizes
the preparation for operations; and 2) short-range planning, which
takes a small segment of the long-range plan and develops the
detailed operations schedules. This paper compares the continuous
operations approach with that of the increment-based approach,
describes the long and short-range planning functions, and summarizes
the benefits and challenges of implementing a continuous operations
planning approach for the ISS.
The International Space Station (ISS), once its assembly
begins, is a continuously operating on-orbit facility which provides
the systems, resources, and environment necessary to support scientific
and commercial research goals. The ISS is visited periodically
by various U.S., Russian, and European Earth-To-Orbit-Vehicles
(ETOVs). These ETOV flights support the assembly of the station
and provide for the transportation of crew, supplies, and payloads
to and from the ISS. Onboard systems and payloads, once put in
place, will operate for months or years. Over the lifetime of
the station, new components will be added, onboard systems will
be upgraded, payloads and crew will be changed out, ground facilities
will be reconfigured, ETOVs will come and go, and onboard hardware
will occasionally fail. The ongoing ISS operations will adapt
to these changes and continue on.
The ISS planning processes should recognize the fact
that the ISS is a continuously operating facility with a ten to
fifteen year lifetime. In effect, the ISS is one "mission"
with an extremely long duration. Therefore, planning techniques
which are used in other continuous operations environments should
be investigated for potential applicability to the ISS planning
problem. Examples of other continuously operating space vehicles
include the manned Russian MIR space station, and various unmanned
space vehicles. However, unlike the ISS, the unmanned vehicles
do not have to deal with periodic ETOV resupply/assembly flights
or with the unique considerations of the onboard crew. Examples
of non-space environments in which a facility operates continuously
with periodic resupply and/or reconfiguration include: factories,
retail establishments, naval operations (submarines, aircraft
carriers, etc.), and hospitals. Some might argue that the planning
processes for these non-space environments cannot be directly
applied to space operations planning because the complex nature
of space operations dictates some unique planning constraints
and considerations. This is of course true to some extent. However,
some of the basic concepts can and do apply; for example, the
need to perform long-range, high level planning in support of
operations preparation, as well as short-range, detailed planning
in support of operations execution.
Because manned space operations have typically revolved
around discrete, limited duration "missions", the space
community has attempted from the beginning to force fit this "mission"
paradigm into the ISS program rather than develop a new paradigm
more appropriate for a continuously operating space station. There
are several reasons for this. First, the processes for performing
mission integration and preparation, crew training, and planning
are well established and understood by the space community. Second,
in the early years of the ISS program, most of the on-orbit activity
is focused on the assembly of the station, which occurs primarily
during ETOV flights to the ISS vehicle. Because of this early
emphasis on the assembly flights, the current ISS processes for
operations planning and preparation tend to be designed around
individual "missions".
In order to create discrete ISS missions, current
concepts call for ISS operations to be divided into sequential
time periods called "increments". An increment is defined
as the period of time between designated ETOV flights to the ISS,
as illustrated in Figure 1. Typically, the particular ETOV flights
which define a new increment are those which result in a changeout
of the onboard crew. Therefore, it is possible that a single increment
may include multiple ETOV flights, each of which can result in
changes to the ISS configuration, system capabilities, and onboard
payload complement. This division of station system and
payload operations into segmented time periods based on the arrival
of designated ETOV flights is called "Increment Operations".
In effect, each increment is treated as a discrete mission for
planning purposes.
This paper offers for consideration an alternative
planning approach, designed around the fact that the ISS is one
continuous, ongoing mission, not a series of consecutive, independent
missions (increments). This non-segmented approach to the planning
and operation of systems and payloads onboard the ISS is known
as "Continuous Operations", and has the potential
of greatly simplifying the planning process and reducing operations
costs during the mature phase of the ISS program. The remainder
of this paper compares the concepts of increment-based planning
and continuous operations planning, and discusses the benefits
and challenges associated with implementing a continuous operations
planning approach for the International Space Station.
In the ISS program, on-orbit operations planning
must be performed both for the ISS vehicle and for the various
earth-to-orbit vehicles which visit the ISS. This results in several
independent, yet interrelated planning functions:
2.1 ISS INCREMENT-BASED PLANNING TEMPLATE
With the increment-based planning approach, ISS on-orbit
operations plans are produced long in advance for each and every
defined increment. The increment operations planning template
for an individual increment, as depicted in Figure 2, begins 18
months prior to the start of the increment (I-18). The Preliminary,
Basic, and Final versions of the Increment Operations Plan (IOP)
are developed and released at I-12, I-6, and I-2 months, respectively.
The IOP contains high level plans for the entire increment, along
with detailed operations schedules for the ETOV-attached periods,
showing planned activities onboard both the ISS and the ETOV.
Detailed schedule development for ISS operational periods between
the ETOV flights is performed on a weekly basis during the increment;
that is, the schedule for a given week of ISS operations is generated
only one week prior to its execution. In addition to developing
the next week's detailed schedule, the weekly planning process
also maintains and updates the high level plan describing the
operations to occur during the remainder of the increment.
2.2 PROBLEMS INHERENT IN THE INCREMENT-BASED APPROACH
With a typical increment duration of from one to
three months, it is obvious that there will be significant overlap
of the increment planning templates, with planning for multiple
increments being performed simultaneously. This overlap of templates
introduces several complications. First and foremost, planning
personnel must be assigned to support each increment's planning
template. This may not be desirable or even possible in today's
tight budget environment. Second, there is the possibility of
discrepancies between the Increment Operations Plans for the various
increments. Because the specific operations planned for one increment
may significantly affect the planning for all subsequent increments,
and because each increment is planned independently (and concurrently,
given the overlapping templates), the probability of inconsistencies
being introduced between the multiple increment plans is quite
high. The process is further complicated by the fact that ISS
operations continue during the two month gap between the release
of the Final IOP and the start of the increment.
Also, in order to reflect in the IOP the planned
joint operations during the ETOV-attached phase, the planning
for the joint ISS/ETOV operations must occur at appropriate points
within the ISS planning template. This joint operations planning
requires the support of both the ISS and ETOV planning organizations.
However, there is no guarantee that the ETOV planning templates
will line up sufficiently with the ISS templates to allow this
to happen, as is effectively illustrated in Figure 2. Because
each ETOV flight may have a different planning template, tied
to its specific launch date, and because there may be multiple
ETOV flights within a particular increment, there will likely
be major disconnects between the ETOV planning templates and the
ISS increment planning template. In fact, many of these disconnects
are becoming readily apparent as we get closer to the actual start
of ISS operations, not only in the operations planning templates,
but also in the templates for crew training, simulations, increment
and ETOV flight reviews, etc.
The continuous operations planning approach, on the other hand, is designed around the fact that the International Space Station is one continuous ongoing mission, not a series of consecutive, independent missions (increments). Because no planning is performed for individual "increments", many of the problems inherent in the increment-based, segmented planning approach are avoided.
The continuous operations approach recognizes the
need to perform: (1) long-range, high level planning in
support of execution preparation, as well as (2) short-range,
detailed planning (schedule development) in support of realtime
operations execution. Long-range planning is required to provide
some reasonable assurance that the long term goals of the ISS
payloads and systems can be satisfied over time within the known
constraints. It also provides a feasible prediction of expected
onboard activities so that payload users, ground controllers,
program management, and others can make the necessary preparations
to support them. This approach also recognizes the fact that in
a continuous operations environment, detailed operations schedules
should not be developed far in advance because unexpected events,
updated orbital predictions and resource availabilities, and changes
in scheduling requirements resulting from the ongoing systems
and science operations need to be factored into the scheduling
process. (See Reference #1 for a more in-depth discussion of long-range
vs. short-range planning.)
3.1 ISS CONTINUOUS OPERATIONS PLANNING TEMPLATE
With the increment-based planning approach, long-range,
high level planning is performed primarily during the 18 month
IOP development process, and detailed schedule development for
the ongoing ISS operations is performed primarily during the weekly
planning process. In contrast, with the continuous operations
planning approach, both functions are performed exclusively as
part of the weekly planning process.
With this approach, long-range planning is performed
for a fixed length planning horizon, which continually moves forward
as ISS operations progress. This planning horizon can be of any
duration, from a few weeks to several months, as deemed appropriate
to meet the needs of the ISS program. The long-range plan basically
defines those payload and system activities which will likely
be scheduled during the upcoming weeks of ISS operations in order
to satisfy the long term station goals. A big advantage of the
continuous operations approach is that instead of having multiple
long-range plans (one for each increment) in development at any
point in time, there is a single, consistent plan for use by all
participants in the ISS program.
The short-range planning function develops the detailed
schedule for a specific one-week segment of the long-range plan.
As in the increment-based approach, this detailed schedule is
generated only one week prior to its execution. As each given
week is scheduled and executed, it will be dropped from the long-range
plan, and a new week will be added to the end of the plan. Refer
to Figure 3 for a graphical depiction of this continuous operations
planning template.
3.2 ETOV AND JOINT OPERATIONS PLANNING
To eliminate the problems caused by disconnects between
the ISS and ETOV planning templates, the ISS planning must be
decoupled from the ETOV planning processes to the maximum extent
possible. This does not mean that there will be no coordination
between the ETOV and ISS planning organizations for development
of the attached-phase joint operations plans. Rather, it means
that primary responsibility for the planning of the joint ISS/ETOV
operations must be assigned to either the ISS planning function
or the ETOV planning function. For several reasons, it is more
appropriate to plan the joint operations according to the ETOV
planning processes and templates. First, most joint activities
are either assembly or resupply operations which are heavily focused
around the ETOV vehicle. Second, the ETOV planning will occur
much earlier than the ISS planning if following the ISS continuous
operations planning template. The operational goals outlined in
the ISS long-range plan can be considered in the development of
the detailed ISS/ETOV joint operations plans. These ISS/ETOV joint
operations plans, once established, can then be folded into the
ongoing ISS planning through the long-range and short-range planning
functions described above.
A continuous operations planning approach would provide a number of valuable benefits if adopted for the International Space Station program. It would do the following:
In addition, if the continuous operations planning
approach is implemented for ISS, the concept of "increments"
could potentially go away altogether since they would no longer
be needed for planning purposes. The elimination of increments
could reduce the complexity and costs of the ISS program by eliminating
the need for increment-specific planning, requirements, documentation,
and reviews. Other processes which are currently being driven
to support increment preparation schedules and reviews could instead
be linked to more natural and appropriate events. For example,
since new payloads, onboard systems, and ground facilities may
be introduced by an ETOV mission in the middle of an increment,
templates for crew training, ISS hardware delivery/integration/return,
simulations, and ground control facility additions/upgrades should,
in reality, be tied to specific ETOV launches rather than to the
start of an ISS increment.
This paper proposes an alternative planning approach
which makes sense in the continuous operations environment of
the International Space Station and has tangible benefits to the
ISS program and its customers. There are, however, several obstacles
which must be overcome to successfully implement the continuous
operations planning approach.
5.1 SELLING THE IDEA
The most difficult challenge will be in overcoming
the "mission" mindset which is inherent within the space
operations community. "Increments", which represent
discrete ISS missions to many people, have been around for years,
and are firmly ingrained in the ISS program, even though the definition
of "increment" has changed significantly as the ISS
program has matured. To overcome this mindset, the advantages
of switching to a continuous operations paradigm will have to
be clear cut, technically and financially quantifiable, and overwhelming.
A full commitment by all affected parties is required to effectively
implement the concept.
5.2 RE-ENGINEERING THE ISS PROGRAM
To some extent, the ISS program must be re-engineered
to implement continuous operations. Current ISS processes, templates,
program requirements documents, and even organizational structures,
are designed to support increment operations. New processes must
be developed, negotiated, and documented for the continuous operations
planning approach. Resistance to change, inertia, and political
forces could make this re-engineering effort quite difficult.
The program must decide early on if the concept of
"increments" must be retained for purposes other than
operations planning, or if the complete benefits of the continuous
operations approach can be realized by doing away with increments
altogether. For example, increments are currently being used as
a time period over which resources are allocated and requirements
are applied. If increments were to go away, other schemes would
have to be developed for allocating resources over time and for
reporting the satisfaction of ISS requirements and goals. One
possibility might be to borrow a technique from industry and track
ISS resources and goals on a yearly/quarterly basis; for example,
allocate resources on a yearly basis, and report resource usage
and goals attainment on a quarterly basis (i.e., quarterly reports).
A partial implementation of the continuous operations
approach might also be considered in which increments are retained
for program management purposes (allocations, goals), but not
for operations planning purposes. Operations planning would follow
the templates outlined in Section 3 of this paper. This hybrid
approach would yield many of the benefits of continuous operations
planning, but might also be a constant source of confusion.
5.3 PROVIDING FOR A SMOOTH TRANSITION
Today, the "Increment Operations"
paradigm is firmly established in the ISS program, and processes
and personnel are already being set in place to support increment-specific
planning for the early increments. Even if the "Continuous
Operations" paradigm were to be adopted for ISS, it would
be some time before the specific planning processes could be developed,
negotiated, and implemented across the ISS program. Therefore,
it is likely that planning would have to begin using an increment-based
approach and transition at some point to the continuous operations
approach.
A transition plan would have to be established early,
and formalized in the official ISS program requirements documents,
to facilitate a smooth transition from one planning mode to the
other. Of course, there is a real danger that once the ISS program
begins operations in the increment mode, some participants will
be resistant to making the final transition to continuous operations.
Because of this, the transition should occur as early as possible.
In addition, to help mitigate this risk, selected portions of
the concept might be gradually incorporated into the increment-based
planning approach. This would provide for a smoother transition,
and would help to practically demonstrate the benefits of adopting
the continuous operations planning approach for the International
Space Station.
1. Maxwell, T. and E. Howell, "Planning as a
Precursor to Scheduling for Space Station Payload Operations",
American Institute of Aeronautics and Astronautics (AIAA) 1995
Space Programs and Technologies Conference, Huntsville, Alabama,
USA, September 26-28, 1995.
2. Hagopian, J. and T. Maxwell, "An Approach
for Implementing Distributed Planning for Space Station Payload
Operations", AIAA 1995 Space Programs and Technologies Conference,
Huntsville, Alabama, USA, September 26-28, 1995.